RETIREMENT WEALTH SOLUTIONS LLC
Adviser information for RETIREMENT WEALTH SOLUTIONS LLC last updated from Form ADV on January 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wisconsin, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 456 | $140.7M |
| Non-Discretionary | 0 | $0 |
| Total | 456 | $140.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 105 | $34.0M |
| HNW Individuals | 59 | $106.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $30,600 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $506,000 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-129528 |
|---|---|
| SEC ERA File Number | 801-129528 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 317253 |
| Legal Entity Identifier | None |
Principal Office
110 EAST 2ND STREETMARSHFIELD
WI
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 715-384-5481, Fax: None
Chief Compliance Officer
PATRICK GALL
MANAGING PRINCIPAL
110 EAST 2ND STREET
MARSHFIELD
WI
United States
Tel:
(715) 384-5481
Fax:
(715) 207-1962
P**@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GALL, PATRICK, JOHN | Individual | – | MANAGING PRINCIPAL / CCO | 01/2022 | > 75% |