NORTHSTAR ASSET MANAGEMENT COMPANY, LLC
Adviser information for NORTHSTAR ASSET MANAGEMENT COMPANY, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 352 | $505.3M |
| Non-Discretionary | 33 | $62.5M |
| Total | 385 | $567.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 56 | $20.4M |
| HNW Individuals | 98 | $547.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-129534 |
|---|---|
| SEC ERA File Number | 801-129534 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 328279 |
| Legal Entity Identifier | None |
Principal Office
488 NORRISTOWN ROADSUITE 142
BLUE BELL
PA
United States
Monday - Friday, 8:00 AM TO 4:00 PM
Tel: 484-342-4200, Fax: 484-342-4201
Websites
Chief Compliance Officer
WILLIAM T. KAELI JR
VICE PRESIDENT
488 NORRISTOWN RD
SUITE 142
BLUE BELL
PA
United States
Tel:
484-342-4206
B******@***************M
(Full email address available in API data)
Regulatory Contact
JOHN G. CARSON
CHIEF EXECUTIVE OFFICER
488 NORRISTOWN RD
SUITE 142
BLUE BELL
PA
United States
Tel:
484-342-4204
J******@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CARSON, JOHN, GERARD | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2024 | > 75% |
| KAELI JR, WILLIAM, THOMAS | Individual | – | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 01/2024 | < 5% |
| HANNAN, KRISTEN, MICHELE | Individual | – | VICE PRESIDENT AND DIRECTOR OF CLIENT RELATIONS | 01/2024 | < 5% |