FIRST FINANCIAL SERVICES, LLC
Adviser information for FIRST FINANCIAL SERVICES, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arkansas, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 255 | $103.9M |
| Non-Discretionary | 0 | $0 |
| Total | 255 | $103.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 135 | $40.9M |
| HNW Individuals | 32 | $59.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.6M |
| Charitable organizations | <5 | $1.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $945,961 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 101.3M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| FFS | FIRST FINANCIAL SERVICES, LLC |
Identifiers
| SEC RIA File Number | 801-129538 |
|---|---|
| SEC ERA File Number | 801-129538 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 329276 |
| Legal Entity Identifier | None |
Principal Office
1509 MART DRIVESUITE B
LITTLE ROCK
AR
United States
Monday - Friday, 8AM-5PM
Tel: 501-666-0302, Fax: None
Websites
Chief Compliance Officer
KRISTI HOPKINS
DIRECTOR OF ADMINISTRATION & CLIENT RELATIONS
1509 MART DRIVE
SUITE B
LITTLE ROCK
AR
United States
Tel:
501-666-0302
Industry Affiliates
| SANDERS FINANCIAL | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SANDERS, THOMAS, DIXON | Individual | – | OWNER | 01/2024 | > 75% |
| HOPKINS, KRISTI, DARLENE | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2024 | < 5% |