RDG CAPITAL MANAGEMENT LLC
Adviser information for RDG CAPITAL MANAGEMENT LLC last updated from Form ADV on January 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | <5 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-129543 |
|---|---|
| SEC ERA File Number | 801-129543 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 329749 |
| Legal Entity Identifier | None |
Principal Office
10 WINTHROP STROCHESTER
NY
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 585-673-2690, Fax: None
Websites
Chief Compliance Officer
AMY RYAN
VICE PRESIDENT
10 WINTHROP STREET
ROCHESTER
NY
United States
Tel:
585-673-2683
A****@********M
(Full email address available in API data)
Industry Affiliates
| ANDERSON KENNEY ASSOCIATES LLC DBA EMPLOYEE RETENTION SOLUTIONS | Insurance company or agency |
| RDG+PARTNERS CPAS PLLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RYAN, AMY, A | Individual | – | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | 12/2023 | < 5% |
| Kenney, Kate | Individual | – | OWNER | 12/2023 | 50-75% |
| Baniewicz, WHITNEY, Lorene | Individual | – | OWNER | 12/2023 | 50-75% |