GALAPAGOS ADVISORY LLC
Adviser information for GALAPAGOS ADVISORY LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 60 | $54.4M |
| Non-Discretionary | 5 | $52.3M |
| Total | 65 | $106.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 22 | $27.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 43 | $79.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 72 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-129546 |
|---|---|
| SEC ERA File Number | 801-129546 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 322042 |
| Legal Entity Identifier | None |
Principal Office
201 S BISCAYNE BLVDSUITE 1220
MIAMI
FL
United States
Monday - Friday, 9:00AM - 5PM EST
Tel: 3055155878, Fax: None
Websites
Chief Compliance Officer
GILHERME LEE
CHIEF COMPLIANCE OFFICER
201 S BISCAYNE BLVD
STE 1220
MIAMI
FL
United States
Tel:
305-515-5878
C************@******************S
(Full email address available in API data)
Regulatory Contact
BRUNO CARVALHO
SENIOR MANAGING DIRECTOR
201 S BISCAYNE BLVD
STE 1220
MIAMI
FL
United States
Tel:
305-515-5878
B*************@******************S
(Full email address available in API data)
Industry Affiliates
| GALAPAGOS CAPITAL INVESTIMENTOS E PARTICIPA��ES LTDA | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| GALAPAGOS GLOBAL CAPITAL MANAGEMENT LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| GALAPAGOS WEALTH MANAGEMENT GEST�O DE INVESTIMENTOS LTDA | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GALAPAGOS CAPITAL CONTROL PARTICIPACOES SA | Foreign Entity | GALAPAGOS INTERNATIONAL, LLC | INDIRECT OWNER | 02/2022 | > 75% |
| GALAPAGOS CAPITAL PARTNERSHIP PARTICIPA��ES S.A | Foreign Entity | GALAPAGOS INTERNATIONAL, LLC | INDIRECT OWNER | 02/2022 | 25-50% |
| CARVALHO, BRUNO, DE ARRUDA | Individual | – | SENIOR MANAGING MEMBER | 05/2022 | < 5% |
| GALAPAGOS INTERNATIONAL, LLC | Domestic Entity | – | OWNER | 05/2022 | > 75% |
| LEE, GILHERME | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2024 | < 5% |