CURAFIN ADVISORS
CURAFIN ADVISORS, LLC Legal Name
Adviser information for CURAFIN ADVISORS last updated from Form ADV on January 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 4 |
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Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 0 | $0 |
Non-Discretionary | 0 | $0 |
Total | 0 | $0 |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
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Compensation | % of AUMFixed fees |
Identifiers
SEC RIA File Number | 801-129547 |
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SEC ERA File Number | 801-129547 |
SEC CIK Numbers | None |
SEC CRD Numbers | 329091 |
Legal Entity Identifier | None |
Principal Office
15333 N PIMA RD, SUITE 200SCOTTSDALE
AZ
United States
Monday - Friday, 9:00 TO 5:00
Tel: 480-284-7080, Fax: None
Websites
Chief Compliance Officer
SHAWN WEST
FOUNDER/ERISA DIRECTOR
15333 N. PIMA ROAD
SUITE 200
SCOTTSDALE
AZ
United States
Tel:
408-284-7080
S****@******************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
WEST, SHAWN, JEROME | Individual | – | MEMBER, FOUNDER, ERISA DIRECTOR, CHIEF COMPLIANCE OFFICER | 11/2023 | < 5% |
MTWEST, LLC | Domestic Entity | – | OWNER | 10/2023 | > 75% |
WEST, SHAWN, JEROME | Individual | MTWEST, LLC | OWNER, MEMBER AND MANAGER | 11/2023 | > 75% |