PEAKSHARES LLC
Adviser information for PEAKSHARES LLC last updated from Form ADV on February 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-129548 |
|---|---|
| SEC ERA File Number | 801-129548 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 329193 |
| Legal Entity Identifier | None |
Principal Office
2701 N. ROCKY POINT DRIVESUITE 1000
TAMPA
FL
United States
Monday - Friday, 8:30 - 5:00
Tel: 704-281-0028, Fax: None
Chief Compliance Officer
SAAD RAHMOUNI IDRISSI
2701 N. ROCKY POINT DR
1000
TAMPA
FL
United States
Tel:
8132640440
S********@*********M
(Full email address available in API data)
Industry Affiliates
| CALTON & ASSOCIATES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| DOMINION PORTFOLIO MANAGEMENT, INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RAHMOUNI IDRISSI, SAAD | Individual | – | CCO | 11/2023 | < 5% |
| SINGH, RAMESHWAR | Individual | – | PRESIDENT AND LEAD PORTFOLIO MANAGER | 11/2023 | 25-50% |
| CICCATI, RANDALL, LEE | Individual | – | CHIEF EXECUTIVE OFFICER | 11/2023 | 25-50% |
| Bahri, Rohan | Individual | – | CO-PORTFOLIO MANAGER | 11/2023 | 5-10% |