ALOOOLA
ALOOOLA, LLC Legal Name
Adviser information for ALOOOLA last updated from Form ADV on February 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-129551 |
|---|---|
| SEC ERA File Number | 801-129551 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 325090 |
| Legal Entity Identifier | None |
Principal Office
4422C ROUTE 27KINGSTON
NJ
United States
Monday - Friday, 9AM-4PM
Tel: 484.275.5525, Fax: None
Chief Compliance Officer
MAUREEN OBRIEN-ADERHOLDT
230 MIDDLE ROAD
HUDSON
NY
United States
Tel:
845.522.0778
C*********@**********M
(Full email address available in API data)
Regulatory Contact
ROBERT MICHEL
CIO
4422C ROUTE 27
KINGSTON
NJ
United States
Tel:
609-439-1702
C*********@**********M
(Full email address available in API data)
Industry Affiliates
| GLEN EAGLE ADVISORS, LLC | Other investment adviser, including financial planners |
| GLEN EAGLE WEALTH, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MICHEL, ROBERT, Freeman | Individual | – | CIO | 01/2024 | < 5% |
| MICHEL, SUSAN, ANN | Individual | – | CEO | 01/2024 | < 5% |
| FERNANDEZ, CAROL ANN | Individual | – | CFO & PRINCIPAL | 01/2024 | < 5% |
| GLEN EAGLE INVESTMENTS INC. | Domestic Entity | – | DIRECT OWNER | 01/2024 | > 75% |
| OBRIEN-ADERHOLDT, MAUREEN, MARY MARGARET | Individual | – | CCO | 01/2024 | < 5% |
| MICHEL, ROBERT, BRIAN | Individual | GLEN EAGLE INVESTMENTS INC. | SHAREHOLDER | 01/2023 | |
| MICHEL, SUSAN, ANN | Individual | GLEN EAGLE INVESTMENTS INC. | SHAREHOLDER | 05/1988 | > 75% |
| FERNANDEZ, CAROL ANN | Individual | GLEN EAGLE INVESTMENTS INC. | SHAREHOLDER | 01/2023 |