GORDON ASSET MANAGEMENT LLC
Adviser information for GORDON ASSET MANAGEMENT LLC last updated from Form ADV on January 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 39 | $101.9M |
| Non-Discretionary | 1 | $6.3M |
| Total | 40 | $108.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 5 | $1.9M |
| HNW Individuals | 27 | $64.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $38.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $4.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-129553 |
|---|---|
| SEC ERA File Number | 801-129553 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 137136 |
| Legal Entity Identifier | None |
Principal Office
3800 N LAMAR BOULEVARDSUITE 200
AUSTIN
TX
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 512-482-9600, Fax: 512-482-9603
Chief Compliance Officer
DAVID L. GORDON
PRESIDENT, CHIEF COMPLIANCE OFFICER
3800 N LAMAR BOULEVARD
SUITE 200
AUSTIN
TX
United States
Tel:
512-482-9600
Fax:
512-482-9603
D******@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GORDON AD VENTURE FUND LLC | Private Equity Fund | $4.1M | $0.0M | 17 |
| GORDON ASSOCIATES LP | Hedge Fund | $29.2M | $0.0M | 25 |
| GORDON DISCOVERY FUND LLC | Venture Capital Fund | $4.8M | $0.0M | 23 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GORDON, ARTHUR, S. | Individual | – | FOUNDER, PARTNER | 01/1997 | 50-75% |
| GORDON, DAVID, L. | Individual | – | PARTNER, CHIEF COMPLIANCE OFFICER | 01/2008 | 50-75% |