BBVA GLOBAL WEALTH ADVISORS, INC.
Adviser information for BBVA GLOBAL WEALTH ADVISORS, INC. last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 18 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| GWA PORTFOLIO ADVISER PROGRAM | BBVA GLOBAL WEALTH ADVISORS, INC. |
Identifiers
| SEC RIA File Number | 801-129582 |
|---|---|
| SEC ERA File Number | 801-129582 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 327326 |
| Legal Entity Identifier | None |
Principal Office
501 BRICKELL KEY DRIVESUITE 601
MIAMI
FL
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 434-242-0068, Fax: None
Websites
Chief Compliance Officer
DONNA L. COOPER
501 BRICKELL KEY DRIVE
SUITE 601
MIAMI
FL
United States
Tel:
434-242-0068
D***********@************M
(Full email address available in API data)
Regulatory Contact
GIOVANNI CORRADO
DEPUTY CCO
501 BRICKELL KEY DRIVE
SUITE 601
MIAMI
FL
United States
Tel:
305 205 7752
G***************@*******M
(Full email address available in API data)
Industry Affiliates
| BANCO BBVA PERU SA | Banking or thrift institution |
| BANCO BILBAO VIZCAYA ARGENTARIA COLOMBIA S.A. | Banking or thrift institution |
| BANCO BILBAO VIZCAYA ARGENTARIA S.A. | Banking or thrift institution |
| BANCO BILBAO VIZCAYA ARGENTARIA S.A. NEW YORK BRANCH | Banking or thrift institution |
| BBVA ASSET MANAGEMENT SA, SGIIC. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BBVA MEXICO SA INSTITUCION DE BANCA MULTIPLE GRUPO FINANCIERO BBVA MEXICO | Banking or thrift institution |
| BBVA SECURITIES INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| BBVA VALORES COLOMBIA SA SOCIEDAD COMISIONISTA DE BOLSA | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BANCO BILBAO VIZCAYA ARGENTARIA, S.A. | Foreign Entity | – | OWNER | 04/2023 | > 75% |
| CADAVID, CATALINA, MARIA | Individual | – | CHIEF OPERATING OFFICER | 12/2023 | < 5% |
| Cooper, Donna, Lynne | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2024 | < 5% |
| Pina Pinero, Victor | Individual | – | CHIEF INVESTMENT OFFICER | 12/2023 | < 5% |
| Kalkan, Murat | Individual | – | CHIEF EXECUTIVE OFFICER | 12/2023 | < 5% |
| GRAHAM JR., WILLIAM, ABBAY | Individual | – | COUNSEL | 12/2023 | < 5% |
| TREJO, ALEJANDRO | Individual | – | COMMERCIAL HEAD | 12/2023 | < 5% |