CAIN, JONATHAN

Adviser information for CAIN, JONATHAN last updated from Form ADV on January 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Sole Proprietorship
Fiscal Year End DECEMBER
Legal Location Arizona, United States

Employees

Total Number of Employees 1
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals <5 $0
HNW Individuals <5 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planning
Compensation Hourly chargesFixed fees

Identifiers

SEC RIA File Number 801-129590
SEC ERA File Number 801-129590
SEC CIK Numbers None
SEC CRD Numbers 328838
Legal Entity Identifier None

Principal Office

7687 E FAIR MEADOW LOOP
TUCSON
AZ
United States
MONADAY - SATURDAY, 9-7
Tel: 480-238-3585, Fax: None

Chief Compliance Officer

JONATHAN CAIN
7687 E FAIR MEADOWS LOOP
TUCSON
AZ
United States
Tel: 4802383585
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
Cain, Jonathan, Aaron Individual CCO 12/2023 > 75%

No. Employees, Historic

1050202420251 on 1/30/2024