CALAMOS PRIVATE EQUITY LLC
Adviser information for CALAMOS PRIVATE EQUITY LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | PRIVATE EQUITY/REAL ESTATE INVESTING FOR INVESTORS WITHIN A SPECIFIC FUND |
|---|---|
| Compensation | Fixed fees |
Identifiers
| SEC RIA File Number | 801-129618 |
|---|---|
| SEC ERA File Number | 801-129618 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 326913 |
| Legal Entity Identifier | None |
Principal Office
2020 CALAMOS COURTNAPERVILLE
IL
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 630-245-7200, Fax: 630-245-6835
Chief Compliance Officer
JACQUELINE SINKER
SVP, CHIEF COMPLIANCE OFFICER
2020 CALAMOS COURT
NAPERVILLE
IL
United States
Tel:
630-245-1110
Fax:
630-245-6835
J******@**********M
(Full email address available in API data)
Industry Affiliates
| CALAMOS ADVISORS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CALAMOS ADVISORS LLC MASTER GROUP TRUST GLOBAL OPPORTUNITIES TRUST | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CALAMOS ARES QUANT FUND I, LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CALAMOS FINANCIAL SERVICES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| CALAMOS GLOBAL OPPORTUNITIES FUND LP | Commodity pool operator or commodity trading advisor |
| CALAMOS INVESTMENT TRUST | Commodity pool operator or commodity trading advisor |
| CALAMOS WEALTH MANAGEMENT LLC | Other investment adviser, including financial planners |
| CGAM | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CKPE FUND I, LP | Real Estate Fund | $0.0M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CALAMOS INVESTMENTS LLC | Domestic Entity | – | SOLE MEMBER/MANAGER | 12/2022 | > 75% |
| KOUDOUNIS, JOHN, SPIRO | Individual | – | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 12/2022 | < 5% |
| CALAMOS SR., JOHN, PETER | Individual | – | FOUNDER AND CHAIRMAN | 12/2022 | < 5% |
| Herman, Thomas, Edward | Individual | – | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | 12/2022 | < 5% |
| Stavropoulos Palas, Constance, E | Individual | – | SENIOR VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | 12/2022 | < 5% |
| SINKER, JACQUELINE, ELIZABETH | Individual | – | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 12/2022 | < 5% |
| CALAMOS PARTNERS LLC | Domestic Entity | CALAMOS INVESTMENTS LLC | MEMBER | 07/2016 | > 75% |
| CALAMOS ASSET MANAGEMENT, INC. | Domestic Entity | CALAMOS INVESTMENTS LLC | MEMBER | 10/2004 | |
| CALAMOS FAMILY PARTNERS, INC. | Domestic Entity | CALAMOS PARTNERS LLC | MEMBER | 09/2014 | > 75% |
| KOUDOUNIS, JOHN, SPIRO | Individual | CALAMOS PARTNERS LLC | MANAGER | 07/2016 | |
| CALAMOS SR., JOHN, PETER | Individual | CALAMOS ASSET MANAGEMENT, INC. | SHAREHOLDER | 12/2020 | 50-75% |
| KOUDOUNIS, JOHN, SPIRO | Individual | CALAMOS ASSET MANAGEMENT, INC. | SHAREHOLDER | 12/2020 | 25-50% |
| TAKAHASHI, WILLIAM, J | Individual | CALAMOS PARTNERS LLC | MANAGER | 07/2016 | |
| CALAMOS SR., JOHN, PETER | Individual | CALAMOS PARTNERS LLC | MANAGER | 07/2016 | |
| JOHN P. CALAMOS,TRUSTEE, UNDER THE JOHN P. CALAMOS 1985 TRUST DATED AUGUST 21, 1985 | Domestic Entity | CALAMOS FAMILY PARTNERS, INC. | SHAREHOLDER | 10/2004 | > 75% |
| CALAMOS SR., JOHN, PETER | Individual | JOHN P. CALAMOS,TRUSTEE, UNDER THE JOHN P. CALAMOS 1985 TRUST DATED AUGUST 21, 1985 | TRUSTEE AND SHAREHOLDER | 08/1985 | > 75% |