FORTWOOD CAPITAL LP
Adviser information for FORTWOOD CAPITAL LP last updated from Form ADV on February 9th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-129628 |
|---|---|
| SEC ERA File Number | 801-129628 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 329381 |
| Legal Entity Identifier | None |
Principal Office
50 OLD FIELD POINT ROADGRENWICH
CT
United States
Monday - Friday, 9-5
Tel: 917-796-7192, Fax: None
Chief Compliance Officer
MICHAEL MORMILE
50 OLD FIELD POINT ROAD
GRENWICH
CT
United States
Tel:
917-796-7192
M*******@******************M
(Full email address available in API data)
Regulatory Contact
COLETTE WARD
COMPLIANCE
1111 WEST GEORGIA ST.
2300
VANCOUVER
Canada
Tel:
6046462020
C****@***********M
(Full email address available in API data)
Industry Affiliates
| CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CONNOR, CLARK & LUNN PRIVATE CAPITAL LTD. | Other investment adviser, including financial planners |
| GLOBAL ALPHA CAPITAL MANAGEMENT LTD. | Other investment adviser, including financial planners |
| NS PARTNERS LTD | Other investment adviser, including financial planners |
| PCJ INVESTMENT COUNSEL LTD. | Other investment adviser, including financial planners |
| VERGENT ASSET MANAGEMENT | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HARTOFILIS, JONATHAN, STEVEN | Individual | – | VICE PRESIDENT, HEAD OF TRADING | 11/2023 | 10-25% |
| CONNOR, CLARK & LUNN FINANCIAL GROUP LTD. | Foreign Entity | CONNOR, CLARK & LUNN FINANCIAL GROUP INVESTMENT PARTNERSHIP | PARTNER | 11/2023 | > 75% |
| CONNOR, CLARK & LUNN (USA) LTD. | Domestic Entity | – | PARTNER | 11/2023 | 50-75% |
| Mormile, Michael, John | Individual | – | CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | 11/2023 | 25-50% |
| Li, Richard, William | Individual | – | DIRECTOR OF RESEARCH | 11/2023 | 5-10% |
| CONNOR, CLARK & LUNN FINANCIAL GROUP LP | Foreign Entity | CONNOR, CLARK & LUNN (USA) LTD. | PARTNER | 11/2023 | > 75% |
| CONNOR, CLARK & LUNN FINANCIAL GROUP INVESTMENT PARTNERSHIP | Foreign Entity | CONNOR, CLARK & LUNN FINANCIAL GROUP LP | PARTNER | 11/2023 | > 75% |
| FORTWOOD CAPITAL GP LLC | Domestic Entity | – | GENERAL PARTNER | 11/2023 | < 5% |
| Mormile, Michael, John | Individual | FORTWOOD CAPITAL GP LLC | SHAREHOLDER | 11/2023 | 25-50% |
| CONNOR, CLARK & LUNN (USA) LTD. | Domestic Entity | FORTWOOD CAPITAL GP LLC | SHAREHOLDER | 11/2023 | 50-75% |