CENTERPIECE WEALTH ADVISOR
CENTERPIECE WEALTH ADVISOR L.L.C. Legal Name
Adviser information for CENTERPIECE WEALTH ADVISOR last updated from Form ADV on February 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 50 | $71.0M |
| Non-Discretionary | 11 | $33.0M |
| Total | 61 | $104.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 26 | $10.0M |
| HNW Individuals | 35 | $94.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 104.0M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| CENTERPIECE WRAP FEE PROGRAM | CENTERPIECE WEALTH ADVISOR |
Identifiers
| SEC RIA File Number | 801-129631 |
|---|---|
| SEC ERA File Number | 801-129631 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 296956 |
| Legal Entity Identifier | None |
Principal Office
6400 S FIDDLERS GREEN CIR STE. 300GREENWOOD VILLAGE
CO
United States
BY APPOINTMENT, BY APPOINTMENT
Tel: 720-296-5495, Fax: None
Chief Compliance Officer
JASON BAER
IAR
6400 S FIDDLERS GREEN CIR STE. 300
GREENWOOD VILLAGE
CO
United States
Tel:
720-296-5495
J****@****************************M
(Full email address available in API data)
Regulatory Contact
MARK BELL
COMPLIANCE CONSULTANT
3210 S GILPIN ST
ENGLEWOOD
CO
United States
Tel:
303-884-5476
M***@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BAER, JASON, GLENN | Individual | – | MANAGING MEMBER, CCO | 10/2017 | 50-75% |
| LEATHERWOOD, AARON, FRANKLIN | Individual | – | MANAGING MEMBER | 03/2021 | 50-75% |