INVESTMENT OFFICE RESOURCES, LLC
Adviser information for INVESTMENT OFFICE RESOURCES, LLC last updated from Form ADV on February 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Missouri, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $107.2M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $107.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $107.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesVENDOR FOR OUTSOURCED INVESTMENT OFFICER FUNCTIONS |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-129634 |
|---|---|
| SEC ERA File Number | 801-129634 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311647 |
| Legal Entity Identifier | None |
Principal Office
8301 MARYLAND AVESUITE 300
CLAYTON
MO
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 833-467-7658 EXT. 1, Fax: None
Chief Compliance Officer
ANTHONY S. WASKIEWICZ, JR.
MANAGING PRINCIPAL
8301 MARYLAND AVE
CLAYTON
MO
United States
Tel:
833-467-7658 EXT. 1
A**********@****************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WASKIEWICZ, ANTHONY, STANLEY | Individual | – | MANAGING PRINCIPAL / CCO | 11/2020 | 50-75% |
| KELLY, JAMES | Individual | – | CHIEF RISK OFFICER | 10/2022 | 25-50% |