EPIC ADVISORY SERVICES CORP
Adviser information for EPIC ADVISORY SERVICES CORP last updated from Form ADV on February 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 24 |
|---|---|
| Investment Advisory/Research | 20 |
| Registered Broker-Dealer Representatives | 17 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 14 | $15.7M |
| Non-Discretionary | 147 | $90.2M |
| Total | 161 | $105.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 126 | $36.2M |
| HNW Individuals | 33 | $60.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $8.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $430,657 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 95 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-129637 |
|---|---|
| SEC ERA File Number | 801-129637 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 176526 |
| Legal Entity Identifier | None |
Principal Office
1951 NW 19TH STREETSUITE 203
BOCA RATON
FL
United States
Monday - Friday, 9AM TO 5PM
Tel: 561-829-2173, Fax: 561-829-2174
Websites
Chief Compliance Officer
THOMAS NILSSON
1951 NW 19TH STREET
SUITE 203
BOCA RATON
FL
United States
Tel:
561-829-2173
T*******@****************M
(Full email address available in API data)
Industry Affiliates
| ASSET MANAGERS | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| CAPITAL MARKETS ARGENTINA ASSET MANAGEMENT S.A. | Other investment adviser, including financial planners |
| CAPITAL MARKETS ARGENTINA S.A. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| EPIC CAPITAL SECURITIES | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| EPIC LATAM | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NILSSON, THOMAS, MARTIN | Individual | – | CCO | 03/2015 | < 5% |
| CAIROLI, PABLO, MANUEL | Individual | – | CEO | 03/2015 | 25-50% |
| T@W TECHNOLOGY AT WORK HOLDINGS INC | Foreign Entity | – | OWNER | 11/2011 | > 75% |
| CAIROLI DE RAMIREZ ROJAS, GRACIELA, INES | Individual | T@W TECHNOLOGY AT WORK HOLDINGS INC | SHAREHOLDER | 01/2002 | 50-75% |
| CAIROLI, PABLO, MANUEL | Individual | T@W TECHNOLOGY AT WORK HOLDINGS INC | SHAREHOLDER | 11/2011 | 50-75% |