HAROLD DANCE INVESTMENTS

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Utah, United States

Employees

Total Number of Employees	7
Investment Advisory/Research	7
Registered Broker-Dealer Representatives	7
Registered State Investment Advisers	7
Licensed Agents of an Insurance Company	7
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	207	$119.0M
Non-Discretionary	0	$0
Total	207	$119.0M

Clients

Type	Number	RAUM
Individuals	195	$92.0M
HNW Individuals	10	$25.0M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	<5	$2.0M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	207
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	101-250

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businesses
Compensation	% of AUMHourly chargesFixed fees
Other Business Activities	Broker-dealerInsurance broker or agent

Identifiers

SEC RIA File Number	801-129647
SEC ERA File Number	801-129647
SEC CIK Numbers	200194
SEC CRD Numbers	1582
Legal Entity Identifier	None

Principal Office

72 E CENTER STREET
LOGAN
UT
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic