FOOTHILLS ADVISORS, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Arizona, United States

Employees

Total Number of Employees	3
Investment Advisory/Research	3
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	3
Licensed Agents of an Insurance Company	2
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	499	$117.7M
Non-Discretionary	0	$0
Total	499	$117.7M

Clients

Type	Number	RAUM
Individuals	140	$40.6M
HNW Individuals	47	$74.1M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	1	$881,375
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	3	$2.0M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	11-25

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops
Compensation	% of AUM

Identifiers

SEC RIA File Number	801-129654
SEC ERA File Number	801-129654
SEC CIK Numbers	None
SEC CRD Numbers	298408
Legal Entity Identifier	None

Principal Office

6702 E CAVE CREEK ROAD
#4
CAVE CREEK
AZ
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic