RELATION WEALTH MANAGEMENT, INC.
Adviser information for RELATION WEALTH MANAGEMENT, INC. last updated from Form ADV on February 9th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 10 |
---|---|
Investment Advisory/Research | 5 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 5 |
Licensed Agents of an Insurance Company | 4 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 0 | $0 |
Non-Discretionary | 0 | $0 |
Total | 0 | $0 |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesCONSULTING SERVICES |
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Compensation | % of AUMCONSULTING FEES |
Identifiers
SEC RIA File Number | 801-129663 |
---|---|
SEC ERA File Number | 801-129663 |
SEC CIK Numbers | None |
SEC CRD Numbers | 329961 |
Legal Entity Identifier | None |
Principal Office
10425 S 82ND EAST AVE, SUITE 110TULSA
OK
United States
Monday - Friday, BY APPOINTMENT
Tel: 918-295-7410, Fax: 918-970-4884
Chief Compliance Officer
KATE RAGER
GENERAL COUNSEL
9225 INDIAN CREEK PARKWAY
SUITE 700
OVERLAND
KS
United States
Tel:
925-956-1639
K*********@********************M
(Full email address available in API data)
Regulatory Contact
TIMOTHY J. HALL
CEO
9225 INDIAN CREEK PARKWAY
SUITE 700
OVERLAND
KS
United States
T*******@********************M
(Full email address available in API data)
Industry Affiliates
RELATION INSURANCE | Insurance company or agency |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
RELATION INSURANCE, INC. | Domestic Entity | – | OWNER | 11/2023 | > 75% |
RELATION HOLDCO, INC. | Domestic Entity | RELATION INSURANCE, INC. | OWNER | 01/2008 | > 75% |
HALL, TIMOTHY, JON | Individual | – | CHIEF EXECUTIVE OFFICER | 02/2024 | < 5% |
Hartmann, Charissa, Lynn | Individual | – | CHIEF FINANCIAL OFFICER | 02/2024 | < 5% |
Rager, Kate | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2024 | < 5% |