STEWARDS ADVISORY SERVICES
LIFESPRING WEALTH MANAGEMENT, LLC Legal Name
Adviser information for STEWARDS ADVISORY SERVICES last updated from Form ADV on February 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Iowa, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 246 | $100.5M |
| Non-Discretionary | 0 | $0 |
| Total | 246 | $100.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 54 | $17.1M |
| HNW Individuals | 19 | $28.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $513,159 |
| Charitable organizations | 12 | $54.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $179,627 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-129671 |
|---|---|
| SEC ERA File Number | 801-129671 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 295694 |
| Legal Entity Identifier | None |
Principal Office
3700 ARTESIAN ROADMARION
IA
United States
Monday - Friday, 8 AM TO 5 PM
Tel: 319-229-7439, Fax: 319-349-4772
Websites
Chief Compliance Officer
ANDREW C TUECKE
MANAGING MEMBER
3700
ARTESIAN ROAD
MARION
IA
United States
Tel:
319-229-7439
Fax:
319-349-4772
D***@*****************M
(Full email address available in API data)
Regulatory Contact
GARY CLAYTON
COMPLIANCE CONSULTANT
PO BOX 10254
KNOXVILLE
TN
United States
Tel:
865-770-1024
S******@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TUECKE, ANDREW, CARL | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 04/2018 | 50-75% |
| SULLIVAN, ROBERT, CHRISTOPHER | Individual | – | MANAGING MEMBER | 03/2020 | 25-50% |