TYME ADVISORS
TYTHON CAPITAL, LLC Legal Name
Adviser information for TYME ADVISORS last updated from Form ADV on February 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 44 | $19.4M |
| Non-Discretionary | 1,032 | $512.8M |
| Total | 1,076 | $532.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 58 | $4.4M |
| HNW Individuals | 15 | $12.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $512.8M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $2.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-129672 |
|---|---|
| SEC ERA File Number | 801-129672 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 285212 |
| Legal Entity Identifier | None |
Principal Office
5851 LEGACY CIRCLE6TH FLOOR
PLANO
TX
United States
OFFICE VISITS BY APPOINTMENT ONLY, OFFICE VISITS BY APPOINTMENT ONLY
Tel: 469-480-7904, Fax: N/A
Chief Compliance Officer
TAYLOR ROSS HERZOG
MANAGING MEMBER
5851 LEGACY CIRCLE
6TH FLOOR
PLANO
TX
United States
Tel:
469-480-7904
Fax:
N/A
C*********@***************M
(Full email address available in API data)
Industry Affiliates
| VALKYRIE EQUITIES CORPORATION | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HERZOG, TAYLOR, ROSS | Individual | – | CEO, CIO, CCO | 07/2016 | < 5% |
| TYME CAPITAL HOLDINGS, INC. | Domestic Entity | – | OWNER | 01/2019 | > 75% |