NORIAS CAPITAL MANAGEMENT LP
Adviser information for NORIAS CAPITAL MANAGEMENT LP last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 27 |
|---|---|
| Investment Advisory/Research | 27 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-129676 |
|---|---|
| SEC ERA File Number | 801-129676 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 328621 |
| Legal Entity Identifier | None |
Principal Office
101 N. CLEMATIS STREETSUITE 200
WEST PALM BEACH
FL
United States
Monday - Friday, 9:30 AM - 5:30 PM
Tel: 917-440-5835, Fax: None
Chief Compliance Officer
STEVE TARRAB
101 N. CLEMATIS STREET
SUITE 200
WEST PALM BEACH
FL
United States
Tel:
917-440-5835
S******@*********M
(Full email address available in API data)
Industry Affiliates
| NORIAS SG PTE. LTD | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NORIAS LLC | Domestic Entity | – | GENERAL PARTNER | 07/2023 | < 5% |
| TRAFELET, REMY, WHITE | Individual | – | LIMITED PARTNER, FOUNDER | 07/2023 | 25-50% |
| HAYNES, DOUGLAS, DALE | Individual | – | LIMITED PARTNER, FOUNDER | 07/2023 | 25-50% |
| TARRAB, STEVE, NMN | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2023 | < 5% |
| COWARD, CHRISTOPHER, J. | Individual | – | CHIEF RISK OFFICER | 07/2023 | < 5% |
| HAYNES, DOUGLAS, DALE | Individual | NORIAS LLC | MANAGING MEMBER | 04/2023 | 50-75% |
| TRAFELET, REMY, WHITE | Individual | NORIAS LLC | MANAGING MEMBER | 04/2023 | 50-75% |