MISSION INVESTMENT ADVISORS LLC
Adviser information for MISSION INVESTMENT ADVISORS LLC last updated from Form ADV on February 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 5 |
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Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 3 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 0 | $0 |
Non-Discretionary | 0 | $0 |
Total | 0 | $0 |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | THE ADVISER ANTICIPATES PROVIDING ADVISORY SERVICES TO A SINGLE INVESTMENT COMPANY. |
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Compensation | % of AUM |
Identifiers
SEC RIA File Number | 801-129680 |
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SEC ERA File Number | 801-129680 |
SEC CIK Numbers | None |
SEC CRD Numbers | 329596 |
Legal Entity Identifier | None |
Principal Office
ONE EMBARCADERO CENTERSTE 800
SAN FRANCISCO
CA
United States
Monday - Friday, 9:00 AM TO 5:00 PM EASTERN TIME
Tel: 1-800-683-8529, Fax: None
Chief Compliance Officer
MEREDITH GELDHAUSER
762 WEST AVENUE
CARTERSVILLE
GA
United States
Tel:
770-655-8938
M**********@*************M
(Full email address available in API data)
Industry Affiliates
ASPIRATION FINANCIAL LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
ASPIRATION FUND ADVISER, LLC | Other investment adviser, including financial planners |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
MFP CAPITAL GROUP, INC. | Domestic Entity | – | SOLE MEMBER | 12/2023 | > 75% |
GELDHAUSER, MEREDITH, WILLIS | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2023 | < 5% |
NEWELL, TIMOTHY, LELAND | Individual | – | CHIEF EXECUTIVE OFFICER | 12/2023 | < 5% |
BERGIN, MATTHEW, WILLIAM | Individual | – | CHIEF OPERATING OFFICER AND TREASURER | 12/2023 | < 5% |
NEWELL, TIMOTHY, LELAND | Individual | MFP CAPITAL GROUP, INC. | SOLE SHAREHOLDER | 09/2023 | > 75% |
LOVELL, SAMANTHA, CLAIRE | Individual | – | CHIEF FINANCIAL OFFICER AND SECRETARY | 12/2023 | < 5% |