HUMBLE GROWTH
HUMBLE MANAGEMENT, LLC Legal Name
Adviser information for HUMBLE GROWTH last updated from Form ADV on February 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $316.1M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $316.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $316.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-129705 |
|---|---|
| SEC ERA File Number | 801-129705 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 322006 |
| Legal Entity Identifier | None |
Principal Office
512 WEST 22ND STREETFLOOR 3
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM ET
Tel: 212-220-1588, Fax: None
Websites
Chief Compliance Officer
MARY ANN KAYSER
CHIEF FINANCIAL OFFICER
512 WEST 22ND STREET
FLOOR 3
NEW YORK
NY
United States
Tel:
415-686-5127
M***@***************M
(Full email address available in API data)
Regulatory Contact
NICHOLAS L. GIANNUZZI
MANAGER
512 WEST 22ND STREET
FLOOR 3
NEW YORK
NY
United States
Tel:
646-269-8200
N***@***************M
(Full email address available in API data)
Industry Affiliates
| ENLIGHTENED ACCESS LLC | Other investment adviser, including financial planners |
| ENLIGHTENED ACCESS MANAGEMENT 1 LLC | Sponsor, GP, manager of pooled investment vehicles |
| ENLIGHTENED ACCESS MANAGEMENT 2 LLC | Sponsor, GP, manager of pooled investment vehicles |
| GIANNUZZI LEWENDON LLP | Lawyer or law firm |
| GPG MANAGEMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
| HUMBLE GROWTH FUND GP I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NICHOLAS L. GIANNUZZI | Lawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HUMBLE GROWTH FUND I, LP | Private Equity Fund | $316.1M | $0.0M | 154 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ABRAHAM, ANDREW, REFAAT | Individual | – | MANAGER | 08/2022 | < 5% |
| GIANNUZZI, NICHOLAS, L | Individual | – | MANAGER | 08/2022 | < 5% |
| KAYSER, MARY, ANN | Individual | – | CHIEF FINANCIAL OFFICER | 08/2022 | < 5% |
| THE ABRAHAM FAMILY TRUST | Domestic Entity | – | MEMBER | 08/2022 | 50-75% |
| GIANNUZZI, NICHOLAS, L | Individual | G4 FUND HOLDINGS, LLC | MANAGER | 06/2021 | |
| ABRAHAM, ANDREW, REFAAT | Individual | THE ABRAHAM FAMILY TRUST | TRUSTEE | 12/2020 | |
| ABRAHAM, KATHERINE, MARIE | Individual | THE ABRAHAM FAMILY TRUST | TRUSTEE | 12/2020 | |
| G4 FUND HOLDINGS, LLC | Domestic Entity | – | MEMBER | 08/2022 | 50-75% |
| KAYSER, MARY, ANN | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2024 | < 5% |
| G4 TRUST | Domestic Entity | G4 FUND HOLDINGS, LLC | MEMBER | 06/2021 | 50-75% |
| G4 II TRUST | Domestic Entity | G4 FUND HOLDINGS, LLC | MEMBER | 06/2021 | 50-75% |
| GIANNUZZI, NICHOLAS, L | Individual | G4 TRUST | TRUSTEE | 06/2021 | |
| GIANNUZZI, NICHOLAS, L | Individual | G4 II TRUST | TRUSTEE | 06/2021 |