DIRECT FINANCIAL CARE
GUIDEDMONEY, LLC Legal Name
Adviser information for DIRECT FINANCIAL CARE last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Wisconsin, United States |
Employees
Total Number of Employees | 1 |
---|---|
Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 237 | $135.3M |
Non-Discretionary | 39 | $14.7M |
Total | 276 | $150.0M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 20 | $8.7M |
HNW Individuals | 50 | $134.8M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | <5 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | <5 | $6.5M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 5 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 51-100 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesNON-DISCRETIONARY FINANCIAL CONSULTING |
---|---|
Compensation | % of AUMFixed fees |
Identifiers
SEC RIA File Number | 801-129707 |
---|---|
SEC ERA File Number | 801-129707 |
SEC CIK Numbers | None |
SEC CRD Numbers | 310559 |
Legal Entity Identifier | None |
Principal Office
5293 SCHERBEL ROADBLACK EARTH
WI
United States
BY APPOINTMENT, BY APPOINTMENT
Tel: 608-630-7974, Fax: None
Chief Compliance Officer
JAMIE DROESSLER
OWNER, INVESTMENT ADVISER REPRESENTATIVE
5293 SCHERBEL ROAD
BLACK EARTH
WI
United States
Tel:
608-630-7974
J****@**********************M
(Full email address available in API data)
Regulatory Contact
RITA RHODES
CONSULTANT
2202 PRIMROSE TRL
ROCKFORD
IL
United States
Tel:
815-900-2202
R***@*******************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
DROESSLER, JAMIE, JOHN | Individual | – | OWNER, CCO, INVESTMENT ADVISER REPRESENTATIVE | 09/2020 | > 75% |