NILES INVESTMENT MANAGEMENT, LLC
Adviser information for NILES INVESTMENT MANAGEMENT, LLC last updated from Form ADV on February 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 3 |
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Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
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Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
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No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for pooled investment vehicles |
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Compensation | % of AUMPerformance-based fees |
Identifiers
SEC RIA File Number | 801-129726 |
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SEC ERA File Number | 801-129726 |
SEC CIK Numbers | None |
SEC CRD Numbers | 329384 |
Legal Entity Identifier | None |
Principal Office
7901 SW 6TH CT.3RD FL
PLANTATION
FL
United States
Monday - Friday, 9AM - 5PM
Tel: (305) 813-0484, Fax: None
Chief Compliance Officer
DANIEL NILES
MANAGING MEMBER
7901 SW 6TH CT
3RD FLOOR
PLANTATION
FL
United States
Tel:
(305) 813-0484
D********@****************************M
(Full email address available in API data)
Regulatory Contact
JENNIFER NILES
7901 SW 6TH CT
3RD FLOOR
PLANTATION
FL
United States
Tel:
(305) 813-0484
J********@****************************M
(Full email address available in API data)
Industry Affiliates
SF GP I, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
SF GP II, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
NILES, DANIEL, T | Individual | – | MANAGING MEMBER | CHIEF COMPLIANCE OFFICER | 11/2023 | 50-75% |
Niles, Jennifer, Elizabeth | Individual | – | MEMBER | 11/2023 | 25-50% |