NILES INVESTMENT MANAGEMENT, LLC

Adviser information for NILES INVESTMENT MANAGEMENT, LLC last updated from Form ADV on February 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-129726
SEC ERA File Number 801-129726
SEC CIK Numbers None
SEC CRD Numbers 329384
Legal Entity Identifier None

Principal Office

7901 SW 6TH CT.
3RD FL
PLANTATION
FL
United States
Monday - Friday, 9AM - 5PM
Tel: (305) 813-0484, Fax: None

Chief Compliance Officer

DANIEL NILES
MANAGING MEMBER
7901 SW 6TH CT
3RD FLOOR
PLANTATION
FL
United States
Tel: (305) 813-0484
(Full email address available in API data)

Regulatory Contact

JENNIFER NILES
7901 SW 6TH CT
3RD FLOOR
PLANTATION
FL
United States
Tel: (305) 813-0484
(Full email address available in API data)

Industry Affiliates

SF GP I, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SF GP II, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
NILES, DANIEL, T Individual MANAGING MEMBER | CHIEF COMPLIANCE OFFICER 11/2023 50-75%
Niles, Jennifer, Elizabeth Individual MEMBER 11/2023 25-50%

No. Employees, Historic

1050202420253 on 2/20/2024