APOLLO S3 RIC MANAGEMENT, L.P.
Adviser information for APOLLO S3 RIC MANAGEMENT, L.P. last updated from Form ADV on February 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2540 |
|---|---|
| Investment Advisory/Research | 2540 |
| Registered Broker-Dealer Representatives | 384 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-129730 |
|---|---|
| SEC ERA File Number | 801-129730 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 330339 |
| Legal Entity Identifier | None |
Principal Office
9 WEST 57TH STNEW YORK
NY
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 212-515-3200, Fax: 212-515-3251
Chief Compliance Officer
YAEL K. LEVY
PARTNER
9 WEST 57TH STREET
41ST FLOOR
NEW YORK
NY
United States
Tel:
212-822-0537
Fax:
646-417-6452
Y****@*********M
(Full email address available in API data)
Regulatory Contact
STEFANIE SUNDEL
MANAGING DIRECTOR
3 BRYANT PARK
39TH FLOOR
NEW YORK
NY
United States
Tel:
917-903-9079
S******@*********M
(Full email address available in API data)
Industry Affiliates
| APOLLO CAPITAL CREDIT ADVISER, LLC | Other investment adviser, including financial planners |
| APOLLO CAPITAL MANAGEMENT, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| APOLLO CREDIT MANAGEMENT, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| APOLLO GLOBAL SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| APOLLO INVESTMENT MANAGEMENT, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| APOLLO MANAGEMENT, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| APOLLO MANAGER, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| APOLLO REAL ESTATE FUND ADVISER, LLC | Other investment adviser, including financial planners |
| ARIS MANAGEMENT, LLC | Other investment adviser, including financial planners |
| GRIFFIN CAPITAL SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SLIDERS MANAGEMENT, L.P. | Domestic Entity | – | LIMITED PARTNER | 01/2024 | > 75% |
| ROWAN, MARC, JEFFREY | Individual | – | CHIEF EXECUTIVE OFFICER OF APOLLO GLOBAL MANAGEMENT, INC. | 01/2024 | < 5% |
| KELLY, MARTIN, BERNARD | Individual | – | CHIEF FINANCIAL OFFICER OF APOLLO GLOBAL MANAGEMENT, INC. | 01/2024 | < 5% |
| KLEINMAN, SCOTT, MARTIN | Individual | – | CO-PRESIDENT OF APOLLO ASSET MANAGEMENT, INC. | 01/2024 | < 5% |
| ZELTER, JAMES, CHARLES | Individual | – | CO-PRESIDENT OF APOLLO ASSET MANAGEMENT, INC. | 01/2024 | < 5% |
| LEVY, YAEL, KENAN | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2024 | < 5% |
| CHATTERJEE, WHITNEY, A | Individual | – | CHIEF LEGAL OFFICER | 01/2024 | < 5% |
| SLIDERS MANAGEMENT GP, LLC | Domestic Entity | SLIDERS MANAGEMENT, L.P. | GENERAL PARTNER | 01/2024 | |
| APOLLO CAPITAL MANAGEMENT, L.P. | Domestic Entity | SLIDERS MANAGEMENT, L.P. | LIMITED PARTNER | 01/2024 | > 75% |
| APOLLO MANAGEMENT HOLDINGS, L.P. | Domestic Entity | APOLLO CAPITAL MANAGEMENT, L.P. | LIMITED PARTNER | 01/2024 | > 75% |
| APOLLO MANAGEMENT HOLDINGS GP, LLC | Domestic Entity | APOLLO MANAGEMENT HOLDINGS, L.P. | GENERAL PARTNER | 01/2024 | |
| AMH HOLDINGS (CAYMAN), L.P. | Foreign Entity | APOLLO MANAGEMENT HOLDINGS, L.P. | LIMITED PARTNER | 01/2024 | > 75% |
| AMH HOLDINGS GP, LTD. | Foreign Entity | AMH HOLDINGS (CAYMAN), L.P. | GENERAL PARTNER | 01/2024 | |
| APO CORP. | Domestic Entity | AMH HOLDINGS (CAYMAN), L.P. | LIMITED PARTNER | 01/2024 | 50-75% |
| APO CORP. | Domestic Entity | AMH HOLDINGS GP, LTD. | SOLE SHAREHOLDER | 01/2024 | > 75% |
| APO CORP. | Foreign Entity | APOLLO MANAGEMENT HOLDINGS GP, LLC | SOLE MEMBER | 01/2024 | > 75% |
| APOLLO ASSET MANAGEMENT, INC. | Domestic Entity | APO CORP. | SOLE MEMBER | 01/2024 | > 75% |
| APOLLO GLOBAL MANAGEMENT, INC. | Domestic Entity | APOLLO ASSET MANAGEMENT, INC. | SOLE SHAREHOLDER | 01/2024 | > 75% |
| APOLLO GLOBAL MANAGEMENT, INC. | Domestic Entity | AMH HOLDINGS (CAYMAN), L.P. | LIMITED PARTNER | 01/2024 | 25-50% |