HARGER AND COMPANY, INC.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Louisiana, United States

Employees

Total Number of Employees	3
Investment Advisory/Research	3
Registered Broker-Dealer Representatives	3
Registered State Investment Advisers	1
Licensed Agents of an Insurance Company	3
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	36	$8.3M
Non-Discretionary	404	$93.5M
Total	440	$101.9M

Clients

Type	Number	RAUM
Individuals	280	$101.9M
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	1-10

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation	% of AUMHourly chargesFixed feesCommissionsNEGOTIABLE FEES
Other Business Activities	Broker-dealerInsurance broker or agent

Identifiers

SEC RIA File Number	801-129739
SEC ERA File Number	801-129739
SEC CIK Numbers	None
SEC CRD Numbers	10385
Legal Entity Identifier	None

Principal Office

8048 ONE CALAIS AVE
SUITE D
BATON ROUGE
LA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic