THE WEALTHGARDEN F.S. LLC
Adviser information for THE WEALTHGARDEN F.S. LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 461 | $138.7M |
| Non-Discretionary | 3 | $505,912 |
| Total | 464 | $139.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 122 | $38.1M |
| HNW Individuals | 61 | $99.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $1.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesTRUST AND ESTATE PLANNING COORDINATION SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 75.1M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| WEALTHGARDEN'S WRAP PROGRAM | THE WEALTHGARDEN F.S. LLC |
Identifiers
| SEC RIA File Number | 801-129740 |
|---|---|
| SEC ERA File Number | 801-129740 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311927 |
| Legal Entity Identifier | None |
Principal Office
1730 E. HOLLY AVESUITE 838
EL SEGUNDO
CA
United States
Monday - Friday, 8 A.M. - 4 P.M.
Tel: 310-571-8489, Fax: None
Chief Compliance Officer
JOSEPHTI S. CRUZ
CO-FOUNDER, MANAGING MEMBER
1730 E. HOLLY AVE
SUITE 838
EL SEGUNDO
CA
United States
Tel:
310-571-8489
J*******@********************M
(Full email address available in API data)
Regulatory Contact
JADE EAGLES
1730 E. HOLLY AVE
SUITE 838
EL SEGUNDO
CA
United States
Tel:
310-896-5661
J*******@********************M
(Full email address available in API data)
Industry Affiliates
| JADE EAGLES INSURANCE PRODUCER | Insurance company or agency |
| JOSEPHTI CRUZ INSURANCE PRODUCER | Insurance company or agency |
| TAXGARDEN LLC | Accountant or accounting firm |
| TAXGARDEN LLC | Accountant or accounting firm |
| WENDY TURK INSURANCE PRODUCER | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CRUZ, JOSEPHTI, SOTTO | Individual | – | MANAGING MEMBER/CCO | 12/2020 | 50-75% |
| EAGLES, JADE | Individual | – | MANAGING MEMBER | 12/2020 | 50-75% |
| TURK, WENDY, WAN | Individual | – | MEMBER OF LLC | 08/2023 | 25-50% |