TAIKO PRIVATE WEALTH
Adviser information for TAIKO PRIVATE WEALTH last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Illinois, United States |
Employees
Total Number of Employees | 2 |
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Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 0 | $0 |
Non-Discretionary | 0 | $0 |
Total | 0 | $0 |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
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Compensation | % of AUM |
Identifiers
SEC RIA File Number | 801-129742 |
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SEC ERA File Number | 801-129742 |
SEC CIK Numbers | None |
SEC CRD Numbers | 329909 |
Legal Entity Identifier | None |
Principal Office
141 W JACKSON BLVD STE 3540CHICAGO
IL
United States
Monday - Friday, 9AM-5PM
Tel: 3123004781, Fax: None
Chief Compliance Officer
PHILLIP KOSMALA
MANAGING PARTNER
141 W JACKSON BLVD STE 3540
CHICAGO
IL
United States
Tel:
3123004781
P****@****************M
(Full email address available in API data)
Regulatory Contact
COLLEEN MCKENNA
141 W JACKSON BLVD STE 3540
CHICAGO
IL
United States
Tel:
3123004781
C*******@****************M
(Full email address available in API data)
Industry Affiliates
TAIBER, KOSMALA & ASSOCIATES, LLC | Other investment adviser, including financial planners |
TAIKO | Other investment adviser, including financial planners |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
KOSMALA, PHILLIP, JOHN | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 02/2024 | 50-75% |
TAIBER, JOSEPH, DAVID | Individual | – | MANAGING MEMBER | 02/2024 | 50-75% |