TAIKO PRIVATE WEALTH

Adviser information for TAIKO PRIVATE WEALTH last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Illinois, United States

Employees

Total Number of Employees 2
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 0 $0
Non-Discretionary 0 $0
Total 0 $0

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUM

Identifiers

SEC RIA File Number 801-129742
SEC ERA File Number 801-129742
SEC CIK Numbers None
SEC CRD Numbers 329909
Legal Entity Identifier None

Principal Office

141 W JACKSON BLVD STE 3540
CHICAGO
IL
United States
Monday - Friday, 9AM-5PM
Tel: 3123004781, Fax: None

Chief Compliance Officer

PHILLIP KOSMALA
MANAGING PARTNER
141 W JACKSON BLVD STE 3540
CHICAGO
IL
United States
Tel: 3123004781
(Full email address available in API data)

Regulatory Contact

COLLEEN MCKENNA
141 W JACKSON BLVD STE 3540
CHICAGO
IL
United States
Tel: 3123004781
(Full email address available in API data)

Industry Affiliates

TAIBER, KOSMALA & ASSOCIATES, LLC Other investment adviser, including financial planners
TAIKO Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
KOSMALA, PHILLIP, JOHN Individual MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER 02/2024 50-75%
TAIBER, JOSEPH, DAVID Individual MANAGING MEMBER 02/2024 50-75%

No. Employees, Historic

1050202420252 on 2/22/20242 on 3/12/20242 on 3/26/2024

RAUM, Historic

000202420250 on 2/22/20240 on 3/12/20240 on 3/26/2024