TRINITY CAPITAL ADVISER, LLC

Adviser information for TRINITY CAPITAL ADVISER, LLC last updated from Form ADV on February 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 70
Investment Advisory/Research 29
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-129747
SEC ERA File Number 801-129747
SEC CIK Numbers None
SEC CRD Numbers 326133
Legal Entity Identifier None

Principal Office

1 NORTH 1ST ST
SUITE 302
PHOENIX
AZ
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 480-374-5350, Fax: 480-546-5349

Chief Compliance Officer

SARAH STANTON
GENERA L COUNSEL
1 NORTH 1ST ST
SUITE 302
PHOENIX
AZ
United States
Tel: 520-808-6493
(Full email address available in API data)

Regulatory Contact

MICHAEL TESTA
CFO AND TREASURER
1 NORTH 1ST ST
SUITE 302
PHOENIX
AZ
United States
Tel: 973-997-9271
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
TRINITY CAPITAL INC. Domestic Entity SOLE MEMBER 03/2023 > 75%
Brown, Kyle, Steven Individual CEO, PRESIDENT, AND CIO 04/2023 < 5%
Stanton, Sarah Individual CHIEF COMPLIANCE OFFICER 04/2023 < 5%
Testa, Michael Individual CFO AND TREASURER 04/2023 < 5%

No. Employees, Historic

703502024202570 on 2/22/2024