TRINITY CAPITAL ADVISER, LLC
Adviser information for TRINITY CAPITAL ADVISER, LLC last updated from Form ADV on February 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 70 |
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Investment Advisory/Research | 29 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
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Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
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No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for pooled investment vehicles |
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Compensation | % of AUMPerformance-based fees |
Identifiers
SEC RIA File Number | 801-129747 |
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SEC ERA File Number | 801-129747 |
SEC CIK Numbers | None |
SEC CRD Numbers | 326133 |
Legal Entity Identifier | None |
Principal Office
1 NORTH 1ST STSUITE 302
PHOENIX
AZ
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 480-374-5350, Fax: 480-546-5349
Chief Compliance Officer
SARAH STANTON
GENERA L COUNSEL
1 NORTH 1ST ST
SUITE 302
PHOENIX
AZ
United States
Tel:
520-808-6493
S*******@********************M
(Full email address available in API data)
Regulatory Contact
MICHAEL TESTA
CFO AND TREASURER
1 NORTH 1ST ST
SUITE 302
PHOENIX
AZ
United States
Tel:
973-997-9271
M*****@********************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
TRINITY CAPITAL INC. | Domestic Entity | – | SOLE MEMBER | 03/2023 | > 75% |
Brown, Kyle, Steven | Individual | – | CEO, PRESIDENT, AND CIO | 04/2023 | < 5% |
Stanton, Sarah | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2023 | < 5% |
Testa, Michael | Individual | – | CFO AND TREASURER | 04/2023 | < 5% |