PACESETTER FINANCIAL GROUP, L.L.C.
Adviser information for PACESETTER FINANCIAL GROUP, L.L.C. last updated from Form ADV on February 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 661 | $100.4M |
| Non-Discretionary | 38 | $24.6M |
| Total | 699 | $125.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 291 | $47.8M |
| HNW Individuals | 42 | $64.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $8.3M |
| Charitable organizations | <5 | $4.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $631,632 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-129763 |
|---|---|
| SEC ERA File Number | 801-129763 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 123287 |
| Legal Entity Identifier | None |
Principal Office
207 S. MCLEAN STREETLINCOLN
IL
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 217-735-1576, Fax: 217-735-5866
Chief Compliance Officer
KRISTEN R.M. LANNING
CHIEF COMPLIANCE OFFICER / INVESTMENT ADVISOR REPRESENTATIVE
207 S. MCLEAN STREET
LINCOLN
IL
United States
Tel:
217-735-1576
Fax:
217-735-5866
K******@***********M
(Full email address available in API data)
Regulatory Contact
JAMIE J. JOHNSTON
FIRM ADMINISTRATOR
207 S. MCLEAN STREET
LINCOLN
IL
United States
Tel:
217-735-1576
Fax:
217-735-5866
J****@***********M
(Full email address available in API data)
Industry Affiliates
| J.M. ABBOTT & ASSOCIATES, LTD. | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GEORGE, CLAYTON, L | Individual | – | MEMBER | 11/1997 | 50-75% |
| LANNING, KRISTEN, ROSE MINDER | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2006 | 10-25% |
| FITZPATRICK, ANDREW, MICHAEL | Individual | – | CHIEF OPERATIONS OFFICER | 08/2013 | 10-25% |
| HAYES, ANDREW, HOWARD | Individual | – | MEMBER AND OWNER | 01/2022 | 10-25% |