TRIPPON WEALTH MANAGEMENT GROUP LLC
Adviser information for TRIPPON WEALTH MANAGEMENT GROUP LLC last updated from Form ADV on February 24th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 672 | $116.1M |
| Non-Discretionary | 80 | $18.2M |
| Total | 752 | $134.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 177 | $92.2M |
| HNW Individuals | 9 | $40.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 6 | $1.9M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-129769 |
|---|---|
| SEC ERA File Number | 801-129769 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 136485 |
| Legal Entity Identifier | None |
Principal Office
8588 KATY FREEWAYSUITE 320
HOUSTON
TX
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 713-661-1040, Fax: 713-669-0503
Websites
Chief Compliance Officer
JAMES MARK TRIPPON
OWNER
8588 KATY FREEWAY
SUITE 320
HOUSTON
TX
United States
Tel:
713-661-1040
Fax:
713-669-0503
J*******@**********M
(Full email address available in API data)
Regulatory Contact
TRAVIS RHOAD
8588 KATY FREEWAY
SUITE 320
HOUSTON
TX
United States
Tel:
713-661-1040
T*****@**********M
(Full email address available in API data)
Industry Affiliates
| J.M. TRIPPON & CO. P.C. | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TRIPPON, JAMES, MARK | Individual | – | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | 06/2005 | > 75% |