STIRLING FINANCIAL GROUP
LEEDS CAPITAL GROUP, LLC Legal Name
Adviser information for STIRLING FINANCIAL GROUP last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | California, United States |
Employees
Total Number of Employees | 5 |
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Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 3 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 3 |
No. of Firms/People that Solicit Clients | 2 |
RAUM
Provides Management of Securities Portfolios | No |
---|
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
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Compensation | % of AUMFixed fees |
Wrap Fee Program
Offers Wrap Fee Program | Yes |
---|
Acting As | RAUM |
---|---|
Sponsor | 0 |
Portfolio Manager | 0 |
Both for Same | 0 |
Identifiers
SEC RIA File Number | 801-129771 |
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SEC ERA File Number | 801-129771 |
SEC CIK Numbers | None |
SEC CRD Numbers | 327004 |
Legal Entity Identifier | None |
Principal Office
750 B STREETSUITE 2230
SAN DIEGO
CA
United States
Monday - Friday, 8AM - 4PM
Tel: 619-435-1210, Fax: 619-541-6261
Websites
Chief Compliance Officer
SCOTT DUDLEY
750 B STREET
SUITE 2230
SAN DIEGO
CA
United States
Tel:
619-435-1210
Fax:
619-541-6261
S****@*************************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
DUDLEY, THOMAS, SCOTT | Individual | – | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | 02/2020 | > 75% |