STONE WEALTH PARTNERS LLC
Adviser information for STONE WEALTH PARTNERS LLC last updated from Form ADV on February 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Louisiana, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 629 | $101.1M |
| Non-Discretionary | 23 | $1.0M |
| Total | 652 | $102.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 311 | $49.0M |
| HNW Individuals | 18 | $52.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-129772 |
|---|---|
| SEC ERA File Number | 801-129772 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 308429 |
| Legal Entity Identifier | None |
Principal Office
2701 JOHNSTON STSUITE 310
LAFAYETTE
LA
United States
Monday - Friday, 8:00AM-5:00PM CT
Tel: 337-660-2334, Fax: 337-347-6857
Chief Compliance Officer
WALTER J WILTZ IV
MEMBER / MANAGER
375 LIONS ST
JEFFERSON
LA
United States
Tel:
504-722-3308
B***@***************M
(Full email address available in API data)
Regulatory Contact
MICHAEL KOCH
CONSULTANT
9911 SABINE CIRCLE
MISSOURI CITY
TX
United States
Tel:
2817283167
M******@****************T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WILTZ, WALTER, JOSEPH | Individual | – | MANAGER / MEMBER / CHIEF COMPLIANCE OFFICER | 11/2019 | 50-75% |
| HEBERT, RICHARD, ALEXANDER | Individual | – | MANAGER / MEMBER | 11/2019 | 50-75% |