BOON INVESTMENT GROUP, INC.
Adviser information for BOON INVESTMENT GROUP, INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 100 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 100 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Pension consulting services |
|---|---|
| Compensation | A PERCENTAGE OF ASSETS IN THE PLAN |
Identifiers
| SEC RIA File Number | 801-129773 |
|---|---|
| SEC ERA File Number | 801-129773 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 150102 |
| Legal Entity Identifier | None |
Principal Office
6300 BRIDGEPOINT PKWYBLDG 3 - SUITE 200
AUSTIN
TX
United States
Monday - Friday, 8:00 - 5:00
Tel: 512-339-4441, Fax: 512-339-6662
Websites
Chief Compliance Officer
LAUREN FISCHER
CHIEF COMPLIANCE OFFICER
6300 BRIDGEPOINT PKWY
STE 200
AUSTIN
TX
United States
Tel:
512-652-7556
L*******@**********************M
(Full email address available in API data)
Regulatory Contact
ERIK LITTLE
DIRECTOR OF RETIREMENT
6300 BRIDGEPOINT PKWY
BLDG. 3 ST 500
AUSTIN
TX
United States
Tel:
512-652-7569
Fax:
512-339-6662
E******@**********************M
(Full email address available in API data)
Industry Affiliates
| KESTRA ADVISORY SERVICES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| THE BOON GROUP, INC. | Domestic Entity | – | DIRECT OWNER | 03/2009 | > 75% |
| SULLIVAN, KATHLEEN, SUSAN | Individual | – | CFO | 03/2019 | < 5% |
| KINNETT, STANLEY, K | Individual | – | EVP | 03/2019 | < 5% |
| WHISENANT, LESLI, POWELL | Individual | – | VICE PRESIDENT | 03/2019 | < 5% |
| Boon, Taylor, Allen | Individual | – | PRESIDENT | 03/2019 | < 5% |
| A9 USD (FEEDER) L.P. | Foreign Entity | – | LIMITED PARTNER | 05/2016 | 25-50% |
| APAX IX USD L.P. | Foreign Entity | – | LIMITED PARTNER | 02/2019 | 50-75% |
| YOGI BERRA AGGREGATOR GP CO. LIMITED | Foreign Entity | – | MEMBER | 05/2019 | 50-75% |
| GTCR FUND XII/A LP | Domestic Entity | – | LIMITED PARTNER | 05/2019 | 25-50% |
| GTCR PARTNERS XII/A&C LP | Domestic Entity | – | MEMBER | 02/2019 | 50-75% |
| YOGI BERRA AGGREGATOR LP | Foreign Entity | – | LIMITED PARTNER | 05/2019 | 25-50% |
| THE ASSUREDPARTNERS GROUP LP | Domestic Entity | – | SHAREHOLDER | 05/2019 | > 75% |
| DOLPHIN TOPCO, INC. | Domestic Entity | – | SHAREHOLDER | 10/2015 | > 75% |
| DOLPHIN MIDCO, INC. | Domestic Entity | – | SHAREHOLDER | 10/2015 | > 75% |
| ASSUREDPARTNERS, INC. | Domestic Entity | – | SHAREHOLDER | 07/2011 | > 75% |
| A9 USD (FEEDER) L.P. | Foreign Entity | APAX IX USD L.P. | LIMITED PARTNER | 05/2016 | 25-50% |
| APAX IX USD L.P. | Foreign Entity | YOGI BERRA AGGREGATOR LP | LIMITED PARTNER | 02/2019 | 50-75% |
| GTCR (AP) INVESTORS LP | Domestic Entity | – | LIMITED PRTNER | 02/2019 | 50-75% |
| GTCR FUND XII/A LP | Domestic Entity | GTCR (AP) INVESTORS LP | LIMITED PARTNER | 05/2019 | 25-50% |
| GTCR (AP) INVESTORS LP | Domestic Entity | THE ASSUREDPARTNERS GROUP LP | LIMITED PARTNER | 02/2019 | 50-75% |
| YOGI BERRA AGGREGATOR LP | Foreign Entity | THE ASSUREDPARTNERS GROUP LP | LIMITED PARTNER | 05/2019 | 25-50% |
| THE ASSUREDPARTNERS GROUP LP | Domestic Entity | DOLPHIN TOPCO, INC. | SHAREHOLDER | 05/2019 | > 75% |
| DOLPHIN TOPCO, INC. | Domestic Entity | DOLPHIN MIDCO, INC. | SHAREHOLDER | 10/2015 | > 75% |
| DOLPHIN MIDCO, INC. | Domestic Entity | ASSUREDPARTNERS, INC. | SHAREHOLDER | 10/2015 | > 75% |
| HIRZEL IV PURPOSE TRUST | Foreign Entity | – | SHAREHOLDER | 03/2016 | > 75% |
| APAX GUERNSEY (HOLDCO) PCC LIMITED APAX IX CELL | Foreign Entity | – | SHAREHOLDER | 10/2015 | > 75% |
| APAX IX GP CO. LIMITED | Foreign Entity | – | GENERAL PARTNER | 12/2015 | < 5% |
| APAX IX USD GP L.P. INC. | Foreign Entity | – | GENERAL PARTNER | 12/2015 | < 5% |
| APAX IX GP CO. LIMITED | Foreign Entity | – | SHAREHOLDER | 02/2019 | > 75% |
| GTCR INVESTMENT XII LLC | Domestic Entity | – | GENERAL PARTNER | 04/2017 | < 5% |
| THE ASSUREDPARTNERS GROUP GP, LLC | Domestic Entity | – | GENERAL PARTNER | 05/2019 | < 5% |
| GUILLE, ANDREW, WILLIAM | Individual | – | TRUSTEE | 12/2018 | < 5% |
| Ward, Jacqueline, Mary Le Maitre | Individual | – | TRUSTEE | 05/2010 | < 5% |
| CRESSWELL, SIMON, BERNARD | Individual | – | ENFORCER | 09/2015 | < 5% |
| HIRZEL IV PURPOSE TRUST | Foreign Entity | APAX GUERNSEY (HOLDCO) PCC LIMITED APAX IX CELL | SHAREHOLDER | 03/2016 | > 75% |
| APAX GUERNSEY (HOLDCO) PCC LIMITED APAX IX CELL | Foreign Entity | APAX IX GP CO. LIMITED | SHAREHOLDER | 10/2015 | > 75% |
| APAX IX GP CO. LIMITED | Foreign Entity | APAX IX USD GP L.P. INC. | GENERAL PARTNER | 12/2015 | |
| APAX IX USD GP L.P. INC. | Foreign Entity | APAX IX USD L.P. | GENERAL PARTNER | 12/2015 | |
| APAX IX USD GP L.P. INC. | Foreign Entity | A9 USD (FEEDER) L.P. | GENERAL PARTNER | 12/2015 | |
| APAX IX GP CO. LIMITED | Foreign Entity | YOGI BERRA AGGREGATOR GP CO. LIMITED | SHAREHOLDER | 02/2019 | > 75% |
| YOGI BERRA AGGREGATOR GP CO. LIMITED | Foreign Entity | YOGI BERRA AGGREGATOR LP | GENERAL PARTNER | 02/2019 | |
| YOGI BERRA AGGREGATOR GP CO. LIMITED | Foreign Entity | THE ASSUREDPARTNERS GROUP GP, LLC | MEMBER | 05/2019 | 50-75% |
| GTCR INVESTMENT XII LLC | Domestic Entity | GTCR PARTNERS XII/A&C LP | GENERAL PARTNER | 04/2017 | |
| GTCR PARTNERS XII/A&C LP | Domestic Entity | GTCR FUND XII/A LP | GENERAL PARTNER | 04/2017 | |
| GTCR PARTNERS XII/A&C LP | Domestic Entity | THE ASSUREDPARTNERS GROUP GP, LLC | MEMBER | 02/2019 | 50-75% |
| THE ASSUREDPARTNERS GROUP GP, LLC | Domestic Entity | THE ASSUREDPARTNERS GROUP LP | GENERAL PARTNER | 05/2019 | |
| GUILLE, ANDREW, WILLIAM | Individual | HIRZEL IV PURPOSE TRUST | TRUSTEE | 12/2018 | |
| Ward, Jacqueline, Mary Le Maitre | Individual | HIRZEL IV PURPOSE TRUST | TRUSTEE | 05/2010 | |
| CRESSWELL, SIMON, BERNARD | Individual | HIRZEL IV PURPOSE TRUST | ENFORCER | 09/2015 | |
| ASSUREDPARTNERS CAPITAL, INC. | Domestic Entity | – | SHAREHOLDER | 09/2018 | > 75% |
| ASSUREDPARTNERS, INC. | Domestic Entity | ASSUREDPARTNERS CAPITAL, INC. | SHAREHOLDER | 07/2011 | > 75% |
| Boon, Taylor, Allen | Individual | – | CEO | 03/2019 | < 5% |
| Fischer, Lauren, Williams | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2020 | < 5% |