T&T CAPITAL MANAGEMENT
TT CAPITAL MANAGEMENT LLC Legal Name
Adviser information for T&T CAPITAL MANAGEMENT last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 578 | $131.4M |
| Non-Discretionary | 0 | $0 |
| Total | 578 | $131.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 238 | $25.9M |
| HNW Individuals | 41 | $75.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $27.9M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 11 | $2.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPublication of periodicals or newslettersSUB-ADVISORY SERVICES |
|---|---|
| Compensation | % of AUMOTHER INVESTMENT ADVISER FOR SUB-ADVISORY SERVICES |
Identifiers
| SEC RIA File Number | 801-129780 |
|---|---|
| SEC ERA File Number | 801-129780 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 158407 |
| Legal Entity Identifier | None |
Principal Office
31102 VIA PERALTACOTO DE CAZA
CA
United States
Monday - Friday, 7:00 AM- 6:00 PM
Tel: 805-886-8140, Fax: 949-335-9784
Chief Compliance Officer
TIMOTHY PHILIP TRAVIS
CEO/CIO
31102 VIA PERALTA
COTO DE CAZA
CA
United States
Tel:
805-886-8140
Fax:
949-335-9784
T**@******************M
(Full email address available in API data)
Regulatory Contact
PETER TRAVIS
COO
26511 MERIENDA
#6
LAGUNA HILLS
CA
United States
Tel:
949-734-4290
Fax:
949-335-9784
P****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TRAVIS, TIMOTHY, P | Individual | – | CHIEF COMPLIANCE OFFICER/CEO/CIO//MANAGING MEMBER | 06/2011 | > 75% |
| TRAVIS, PETER, BRADLEY | Individual | – | CHIEF OPERATING OFFICER | 09/2011 | < 5% |