IWEALTH
IWEALTH FINANCIAL, LLC Legal Name
Adviser information for IWEALTH last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Minnesota, United States |
Employees
Total Number of Employees | 7 |
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Investment Advisory/Research | 4 |
Registered Broker-Dealer Representatives | 4 |
Registered State Investment Advisers | 4 |
Licensed Agents of an Insurance Company | 3 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 0 | $0 |
Non-Discretionary | 0 | $0 |
Total | 0 | $0 |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
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Compensation | % of AUMHourly chargesFixed fees |
Identifiers
SEC RIA File Number | 801-129824 |
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SEC ERA File Number | 801-129824 |
SEC CIK Numbers | None |
SEC CRD Numbers | 329980 |
Legal Entity Identifier | None |
Principal Office
213 15TH AVENUE NEWASECA
MN
United States
Monday - Friday, 8AM-4:30PM M-TH, 8AM-3:30PM F
Tel: 507-835-9111, Fax: None
Websites
Chief Compliance Officer
MATTHEW POTTER
213 15TH AVE. NE
WASECA
MN
United States
Tel:
507-835-9111
P*@***************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
CONNORS, BRADLEY, EDWARD | Individual | KC HOLDINGS I, LLC | MANAGING MEMBER | 01/2023 | > 75% |
KC HOLDINGS I, LLC | Domestic Entity | – | HOLDING COMPANY | 01/2023 | > 75% |
Potter, Matthew | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2024 | < 5% |
Potter, Matthew | Individual | KC HOLDINGS I, LLC | MEMBER | 07/2023 | |
CONNORS, BRADLEY, EDWARD | Individual | – | PRESIDENT, CEO, AND OWNER | 04/2024 | > 75% |