SUN GLOBAL LLC
Adviser information for SUN GLOBAL LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 16 | $2.3M |
| Non-Discretionary | 0 | $0 |
| Total | 16 | $2.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 2 | $242,476 |
| HNW Individuals | 6 | $2.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-129826 |
|---|---|
| SEC ERA File Number | 801-129826 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 317484 |
| Legal Entity Identifier | None |
Principal Office
640 FREEDOM BUSINESS CENTER DR#100
KING OF PRUSSIA
PA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 302-521-5560, Fax: 302-231-7569
Chief Compliance Officer
YONGSHENG XU
MANAGING MEMBER & CHIEF COMPLIANCE OFFICER
640 FREEDOM BUSINESS CENTER DR
#100
KING OF PRUSSIA
PA
United States
Tel:
302-521-5560
Fax:
302-231-7569
M********@*******U
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Xu, Yongsheng | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 10/2021 | > 75% |