INTENTIONAL FUNDS
INTENTIONAL FUNDS LLC Legal Name
Adviser information for INTENTIONAL FUNDS last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $5.0M |
| Non-Discretionary | 3 | $115.0M |
| Total | 8 | $120.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 5 | $20.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $100.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshopsANTICIPATE PARTICIPATING IN CREATION OF INDEXES |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-129833 |
|---|---|
| SEC ERA File Number | 801-129833 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 322991 |
| Legal Entity Identifier | None |
Principal Office
6 MERCER STREETSUITE 21
PRINCETON
NJ
United States
Monday - Friday, 9AM - 5PM ET
Tel: 917-776-7237, Fax: None
Websites
Chief Compliance Officer
HEATHER LAUREN MCGEE
FOUNDER & COO
6 MERCER STREET
SUITE 21
PRINCETON
NJ
United States
Tel:
917-776-7237
H******@*******************M
(Full email address available in API data)
Regulatory Contact
JOHN MORRIS
FOUNDER & CEO
6 LAKEVIEW AVENUE
PRINCETON
NJ
United States
Tel:
609-433-2499
J***@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SEVENTEEN ASSET MANAGEMENT LLC | Domestic Entity | – | MEMBER | 07/2022 | > 75% |
| MORRIS, JOHN, LOGAN | Individual | – | MEMBER | 07/2022 | < 5% |
| MCGEE, HEATHER, LAUREN | Individual | – | CCO | 07/2022 | < 5% |
| INTENTIONAL COMPANY LLC | Domestic Entity | SEVENTEEN ASSET MANAGEMENT LLC | MEMBER | 09/2017 | 50-75% |
| MORRIS, JOHN, LOGAN | Individual | INTENTIONAL COMPANY LLC | MEMBER | 09/2017 | 50-75% |
| Morris, Susan, Teare | Individual | INTENTIONAL COMPANY LLC | MEMBER | 09/2022 | 50-75% |