PEAPOD LANE CAPITAL LLC

Adviser information for PEAPOD LANE CAPITAL LLC last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 2
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 25 $63.5M
Non-Discretionary 0 $0
Total 25 $63.5M

Clients

Type Number RAUM
Individuals 6 $1.6M
HNW Individuals 18 $19.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers <5 $42.7M
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-129836
SEC ERA File Number 801-129836
SEC CIK Numbers None
SEC CRD Numbers 159963
Legal Entity Identifier None

Principal Office

2 DEPOT PLZ
BEDFORD HILLS
NY
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 212-265-8940, Fax: 212-265-8940

Chief Compliance Officer

MARTIN FRIEDERICHS
CCO
2 DEPOT PLZ
BEDFORD HILLS
NY
United States
Tel: 917-385-2088
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
CONRAD, ERIK, JOSEPH Individual MANAGING MEMBER / CHIEF INVESTMENT OFFICER 04/2010 50-75%
FRIEDERICHS, MARTIN, B Individual CHIEF COMPLIANCE OFFICER 02/2018 10-25%

No. Employees, Historic

1050202420252 on 3/5/2024

RAUM, Historic

70M35M02024202563482296 on 3/5/2024

No. Clients, Historic

301502024202524 on 3/5/2024