PRIVATE FINANCIAL MANAGEMENT LLC
Adviser information for PRIVATE FINANCIAL MANAGEMENT LLC last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | California, United States |
Employees
Total Number of Employees | 1 |
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Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 164 | $105.5M |
Non-Discretionary | 0 | $0 |
Total | 164 | $105.5M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | <5 | $1.9M |
HNW Individuals | 25 | $101.9M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 1 | $1.7M |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
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No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 26-50 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPension consulting services |
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Compensation | % of AUMFixed fees |
Identifiers
SEC RIA File Number | 801-129838 |
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SEC ERA File Number | 801-129838 |
SEC CIK Numbers | None |
SEC CRD Numbers | 313167 |
Legal Entity Identifier | None |
Principal Office
11 EL VERANOORINDA
CA
United States
BY APPOINTMENT ONLY, BY APPOINTMENT ONLY
Tel: (925)254-3790, Fax: None
Websites
Chief Compliance Officer
DAVID BORN
FOUNDER
11 EL VERANO
ORINDA
CA
United States
Tel:
(925)254-3790
D****@*************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
BORN, DAVID, GEORGE | Individual | – | FOUNDER, CCO | 01/2021 | > 75% |