GRANTVEST FINANCIAL GROUP LLC
Adviser information for GRANTVEST FINANCIAL GROUP LLC last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 883 | $107.0M |
| Non-Discretionary | 0 | $0 |
| Total | 883 | $107.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 485 | $70.0M |
| HNW Individuals | 15 | $30.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $7.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-129847 |
|---|---|
| SEC ERA File Number | 801-129847 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 310272 |
| Legal Entity Identifier | None |
Principal Office
106 MAIN STREETSUITE D
MATAWAN
NJ
United States
Monday - Friday, 9-5
Tel: (732) 970-6659, Fax: None
Websites
Chief Compliance Officer
ANTHONY CAPUTO
106 MAIN STREET
MATAWAN
NJ
United States
Tel:
646-529-3432
I***@************M
(Full email address available in API data)
Regulatory Contact
ALAN GILMORE
21 ROUTE 31 NORTH, SUITE B5-A
PENNINGTON
NJ
United States
Tel:
609 730-0100
A*******@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CAPUTO, ANTHONY, JOSEPH | Individual | – | MEMBER AND CCO | 08/2020 | 50-75% |
| GUENTHER, GREGORY | Individual | – | MEMBER | 08/2020 | 50-75% |