RETIREWISE TAX AND WEALTH ADVISORS, INC.
Adviser information for RETIREWISE TAX AND WEALTH ADVISORS, INC. last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kansas, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 540 | $115.3M |
| Non-Discretionary | 0 | $0 |
| Total | 540 | $115.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 118 | $25.0M |
| HNW Individuals | 78 | $90.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 53 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-129853 |
|---|---|
| SEC ERA File Number | 801-129853 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 284394 |
| Legal Entity Identifier | None |
Principal Office
2820 SW MISSION WOODS DRIVETOPEKA
KS
United States
Monday - Friday, 8:3 0A.M. - 5:00 P.M.
Tel: 785-228-1234, Fax: 785-271-4949
Chief Compliance Officer
JONATHAN M. VOGEL
PARTNER & VICE PRESIDENT
2820 SW MISSION WOODS DRIVE
TOPEKA
KS
United States
Tel:
785-228-1234
Fax:
785-271-4949
J**@*****************M
(Full email address available in API data)
Regulatory Contact
JEFFRY VOGEL
PARTNER & PRESIDENT
2820 SW MISSION WOODS DRIVE
TOPEKA
KS
United States
Tel:
785-228-1234
J***@*****************M
(Full email address available in API data)
Industry Affiliates
| RETIREWISE, INC. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VOGEL, JEFFRY, ALAN | Individual | – | PARTNER / PRESIDENT | 06/2016 | 50-75% |
| VOGEL, JONATHAN, MICHAEL | Individual | – | PARTNER / VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | 01/2017 | 25-50% |