RDM CAPITAL ASSOCIATES INC
Adviser information for RDM CAPITAL ASSOCIATES INC last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 226 | $107.1M |
| Non-Discretionary | 0 | $0 |
| Total | 226 | $107.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 69 | $22.1M |
| HNW Individuals | 29 | $77.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $7.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-129856 |
|---|---|
| SEC ERA File Number | 801-129856 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106941 |
| Legal Entity Identifier | None |
Principal Office
263 BROAD STRED BANK
NJ
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 732-576-1671, Fax: 732-576-1674
Chief Compliance Officer
MATTHEW LAROCCA
MANAGING DIRECTOR
263 BROAD STREET
RED BANK
NJ
United States
Tel:
732-576-1671
Fax:
732-576-1674
M**************@*************M
(Full email address available in API data)
Regulatory Contact
BRUNO LAROCCA
PRESIDENT
263 BROAD STREET
RED BANK
NJ
United States
Tel:
732-576-1671
Fax:
732-576-1674
B**@*************M
(Full email address available in API data)
Industry Affiliates
| SUMMIT AFFILIATES CCHB FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SUMMIT AFFILIATES MEDICAL PROPERTIES FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SUMMIT AFFILIATES MEDICAL PROPERTIES FUND II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LAROCCA, BRUNO | Individual | – | PRESIDENT, DIR | 12/1988 | > 75% |
| LAROCCA, MATTHEW, LATIMER | Individual | – | MANAGING DIRECTOR, TREASURER, CHIEF COMPLIANCE OFFICER | 08/2014 | 10-25% |