FULL FINANCIAL INC.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Colorado, United States

Employees

Total Number of Employees	2
Investment Advisory/Research	2
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	2
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	247	$90.0M
Non-Discretionary	3	$20.0M
Total	250	$110.0M

Clients

Type	Number	RAUM
Individuals	196	$27.0M
HNW Individuals	50	$60.0M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	<5	$20.0M
Charitable organizations	<5	$3.0M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	250
No. of Non-U.S. Clients	1
No. of Financial Planning Clients	101-250

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businesses
Compensation	% of AUM
Other Business Activities	Insurance broker or agent

Identifiers

SEC RIA File Number	801-129858
SEC ERA File Number	801-129858
SEC CIK Numbers	None
SEC CRD Numbers	330574
Legal Entity Identifier	None

Principal Office

16475 W 51ST PLACE
GOLDEN
CO
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic