RPR FINANCIAL
RPR FINANCIAL ADVISORS LLC Legal Name
Adviser information for RPR FINANCIAL last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kansas, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 490 | $118.5M |
| Non-Discretionary | 0 | $0 |
| Total | 490 | $118.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 185 | $31.8M |
| HNW Individuals | 27 | $86.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCommissions |
| Other Business Activities | Insurance broker or agentAccountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-129861 |
|---|---|
| SEC ERA File Number | 801-129861 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 316557 |
| Legal Entity Identifier | None |
Principal Office
8575 W. 110TH ST.SUITE 314
OVERLAND PARK
KS
United States
Monday - Friday, 8AM - 5PM
Tel: 913-274-1452, Fax: None
Chief Compliance Officer
GERY SADZEWICZ
CCO
5205 BROOKSHIRE ESTATES DRIVE
PLAINFIELD
IL
United States
Tel:
815-782-1250
G***@*************************M
(Full email address available in API data)
Regulatory Contact
MITCH CARLSON
MEMBER
8575 W. 110TH ST.
SUITE 314
OVERLAND PARK
KS
United States
Tel:
913-274-1452
M*******@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CARLSON, MITCH, DEAN | Individual | – | VICE PRESIDENT | 10/2021 | 50-75% |
| FISCH, CRAIG, SCOTT | Individual | – | PRESIDENT | 10/2021 | 50-75% |
| SADZEWICZ, GERY, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2021 | < 5% |