COOMBS WEALTH ADVISORY, LLC
Adviser information for COOMBS WEALTH ADVISORY, LLC last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 60 | $133.4M |
| Non-Discretionary | 29 | $11.9M |
| Total | 89 | $145.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 8 | $2.7M |
| HNW Individuals | 12 | $115.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 7 | $26.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-129867 |
|---|---|
| SEC ERA File Number | 801-129867 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281132 |
| Legal Entity Identifier | None |
Principal Office
490 NORRISTOWN ROADSUITE 250
BLUE BELL
PA
United States
Monday - Friday, 9:00AM -5:00PM EST
Tel: (610) 825-3848, Fax: (610) 825-3529
Chief Compliance Officer
BRIAN C. COOMBS
MANAGING PARTNER
490 NORRISTOWN ROAD
SUITE 250
BLUE BELL
PA
United States
Tel:
(610) 825-3848
Fax:
(610) 825-3529
B******@************M
(Full email address available in API data)
Regulatory Contact
LONNIE A. COOMBS
MANAGING PARTNER
490 NORRISTOWN ROAD
SUITE 250
BLUE BELL
PA
United States
Tel:
(610) 825-3848
Fax:
(610) 825-3529
L******@************M
(Full email address available in API data)
Industry Affiliates
| COOMBS & COMPANY, LLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COOMBS, BRIAN, C. | Individual | – | MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER | 08/2015 | > 75% |
| COOMBS, LONNIE, A. | Individual | – | MANAGING PARTNER | 08/2015 | 5-10% |