5C INVESTMENT PARTNERS ADVISOR LLC
Adviser information for 5C INVESTMENT PARTNERS ADVISOR LLC last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-129883 |
|---|---|
| SEC ERA File Number | 801-129883 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 330565 |
| Legal Entity Identifier | None |
Principal Office
300 PARK AVENUE5TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 8434522963, Fax: None
Chief Compliance Officer
FRANK ROBERT GALEA
300 PARK AVENUE
5TH FLOOR
NEW YORK
NY
United States
Tel:
415.516.6039
F**********@************M
(Full email address available in API data)
Industry Affiliates
| 5C LENDING PARTNERS ADVISOR LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| 5C INVESTMENT PARTNERS LP | Domestic Entity | – | MANAGING MEMBER | 09/2023 | > 75% |
| CONNOLLY, THOMAS, GERARD | Individual | – | CO-FOUNDER / CO-MANAGING PARTNER | 09/2023 | < 5% |
| 5C INVESTMENT PARTNERS LLC | Domestic Entity | 5C INVESTMENT PARTNERS LP | GENERAL PARTNER | 09/2023 | |
| CONNOLLY, THOMAS, GERARD | Individual | 5C INVESTMENT PARTNERS LP | LIMITED PARTNER | 09/2023 | 25-50% |
| KOESTER, MICHAEL, EDWARD | Individual | – | CO-FOUNDER AND CO-MANAGING PARTNER | 09/2023 | < 5% |
| GALEA, FRANK, ROBERT | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2024 | < 5% |
| KOESTER, MICHAEL, EDWARD | Individual | 5C INVESTMENT PARTNERS LP | LIMITED PARTNER | 09/2023 | 25-50% |
| KOESTER, MICHAEL, EDWARD | Individual | 5C INVESTMENT PARTNERS LLC | MANAGING MEMBER | 09/2023 | 25-50% |
| CONNOLLY, THOMAS, GERARD | Individual | 5C INVESTMENT PARTNERS LLC | MANAGING MEMBER | 09/2023 | 25-50% |