GTS FINANCIAL
GTS FINANCIAL, LLC Legal Name
Adviser information for GTS FINANCIAL last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 537 | $112.3M |
| Non-Discretionary | 1 | $23,641 |
| Total | 538 | $112.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 107 | $33.0M |
| HNW Individuals | 30 | $78.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $1.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-129885 |
|---|---|
| SEC ERA File Number | 801-129885 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 310222 |
| Legal Entity Identifier | None |
Principal Office
3800 AMERICAN BOULEVARD WESTSUITE 1500
BLOOMINGTON
MN
United States
BY APPOINTMENT ONLY, BY APPOINTMENT ONLY
Tel: 952-222-8286, Fax: None
Chief Compliance Officer
TYLER JON ENGBRECHT
FOUNDER
3800 AMERICAN BOULEVARD WEST
SUITE 1500
BLOOMINGTON
MN
United States
Tel:
952-222-8286
T****@*****************M
(Full email address available in API data)
Regulatory Contact
KINGSTON HOLLMAN
COMPLIANCE CONSULTANT
MINNESOTA ST. SUITE 500
428
SAINT PAUL
MN
United States
Tel:
6306318279
K*******@*****************T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ENGBRECHT, TYLER, JON | Individual | – | FOUNDER, CCO | 01/2021 | 25-50% |
| MEYER, GRANT, ALLAN | Individual | – | FOUNDER | 01/2021 | 25-50% |
| STELTER, STACEY, GAYLE | Individual | – | FOUNDER | 01/2021 | 5-10% |